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Understand that Hui as a platform dedicated to creating an investor information, providing the apps below the information content of investors around the world, and understanding the most commonly seen regulatory license for everyone.What are the licenses?
At present, the British FCA, Australia ASIC, Cyprus Cysec, NFA, and Hong Kong CGSE are all high -heat regulatory licenses.
Since 2013, the British Financial Services Administration has been divided by the Financial Behavior Regulatory Bureau and the Care of Supervision, while the FCA is responsible for the supervision right of traders.
FCA is the central regulatory agency of the British financial investment service industry and is responsible for regulatory banks, insurance and investment business.It has the world's most complete regulatory financial regulatory agency, and it is also a model for other countries' financial regulatory agencies.Since its establishment in 2013, FCA's responsibility is to ensure the normal operation of the relevant market, while supervising the behavior of all financial service companies, including preventing market abuse of behavior and helping consumers get fair trading opportunities.When the FCA member company is identified as the power to pay its debt, the compensation procedure will be initiated to compensate for investors' transaction funds.Therefore, an investment company with a FCA regulatory license can greatly protect investors' funds to suffer unnecessary losses.However, the top regulatory agencies, the required margin, etc. are also strictly required. If the newly -founded dealers claim to hold a FCA license, they need to be treated with caution!If it is a newly -established dealer that is difficult to distinguish, you can check the scores to make a number of selection judgments.
Australia ASIC: Australian Securities and Investment Council
With the introduction of the Australian Securities Investment Council in 2001, ASIC has since incorporated the retail foreign exchange trading market into the scope of daily supervision, and supervised with the financial industries such as banks, securities, insurance.The Australian financial sector regulatory agencies are divided into the Australian Securities and Investment Commission.
To apply for ASIC licenses requires a set of strict application requirements and processes: there must be physical office locations in Australia, at least one Australian company manager; the application capital requirement is 1.1 million AUD 1.1 million, the annual fee depends on the transaction volume;
In particular, in the final stage of the application license, the capital required funds must be frozen. After the company obtains the license, the required capital will be a issued capital that has been issued.It must be isolated and stored.Investment companies must fulfill their capital adequacy ratios and regular reporting obligations in large risk, as well as internal audit reports, compliance reports, risk management reports, anti -money laundering reports, audit financial reports and audit reports, compliance plans, training registration, and training registration, and training registration, training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, and training registration, training registration, and training registration, and training registration, and training registration, and training registration, and training registration.Reporting obligation of product review policy.The license holder must be a member of the investor compensation fund.The licensee must also participate in occupational liability insurance and directors and executive liability insurance.All companies must reasonably retain accounting records in accordance with international accounting standards and fulfill their audit obeven.In addition to retaining accounting records, there are also monthly tax reports, monthly bills, and quarterly tax reports. If employees are hired, monthly payments are also required.All companies must disclose statements, terms and conditions and financial services guidance.
Such a strict license use requirement also proves the authority of ASIC license!
NFA: National Futures Association
NFA is a self -discipline industry formed by the futures industry in 1976. It is a non -profit member organization. It is a non -commercial independent regulatory agency that regulates the US derivative industry. The scope of supervision includes futures transactions, retail foreign exchange, off -site derivatives.
The US regulatory framework is mainly the two major regulatory agencies of CFTC and NFA. The full CFTC is called the US Commodity Futures Trading Commission. It is a regulatory agency in the United States independent regulatory futures industry and derivatives. It was founded in 1974.NFA is reviewed, supervised and managed by CFTC, and is a self -discipline organization under CFTC supervision.The industry supervision required by NFA needs to be approved by CFTC.The bill passed in the United States in 2000 and 2008 clearly stipulates that all companies involved in the derivative market must register in CFTC and become members of NFA.In 2010, it was required again that the sworn dealers must also abide by the above regulations.As a result, almost all participants in the retail derivative market have been included in the regulatory category of CFTC and NFA.
Because the United States has a detailed division of foreign exchange dealers, only foreign exchange dealers who have received institutional business and retail business.Among them, the institutional business has become fdms (
Cysec: CyprussecuritiesandexchangeCommission
Cysec is a financial regulatory agency in the Cyprus Republic.Cyprus is a geographical Asian island country, which is affiliated with Europe, located in the eastern Mediterranean, and officially became one of the members of the European Union on May 1, 2004.Cyprus's financial service industry is well -developed and has an important position in its tertiary industry.
The cost and cost set set by CySec are very competitive prices.With other regulatory agencies allowing other European regulatory agencies, it is much cheaper to obtain the regulatory license of Cyprus.Since Cyprus joined the European Union in 2004, CYSEC has become an important part of the EU financial instrument market regulations.As long as the company is registered in Cyprus, the company can enter the entire European market.In this way, more and more overseas companies choose to register in Cyprus.Among them, the most obvious is that more and more brokers in the overseas retail foreign exchange industry choose to obtain CYSEC's regulatory qualifications.
CGSE, Hong Kong, China: Hong Kong Gold and Silver Industry Trade Stadium (CGSE)
The Hong Kong Gold and Silver Industry Trade Square (hereinafter referred to as this field) was established in 1910. It was called [Gold and Silver Industry Bank] at the time. It was not until the First World War (1918) that it officially named the [Gold and Silver Trade Field] and the registration case.The gold and silver trading field is a market that combines spot and futures. It has both spot settlement, but it can also be replaced by paying warehouse fees to postpone the credit, so it generates the function of futures.
The point is that it was only a folk organization in the early days of its establishment. Even now it is only an industry association, not a government regulatory functional agency. There is no supervision authority. Therefore, the regulatory agency's regulatory gold content needs to be considered slightly.
In fact, the regulatory license plates are popular in the "golden signboard" of traders, prompting countless investors to be famous.
For example, most of the top brands that are seen on the exchange, most of them have the popular regulatory licenses that have been mentioned earlier. The more authoritative regulatory licenses, the higher the authority, the higher the authority.
The information of the exchange circle is complicated, and you need to determine it yourself.If investment Xiaobai wants to understand whether the platform is formal, and the complex query system is brainless, you can check the platform and regulatory information you want to query on the Hui APP, so as to better enter the circle ~
Finally, I would like to remind investors to participate in multiple aspects before participating in the transaction to prevent being deceived.It is really important to master the information platform.
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